Back to Previous Page

Behavior Subject to Sanction

pdf 88K

Summary:

Behavior Subject to Sanction Under The ISO’s Enforcement Protocol, January 23, 2006

Extract:

This document summarizes and provides examples of behavior that is subject to sanction under the ISO’s Enforcement Protocol (“EP”). These examples are provided for informational and illustrative purposes only, in order to assist Market Participants in identifying the types of behavior that might constitute violation of the EP. The ISO stresses that this is not an exhaustive list of all violations of the EP. Nor is every action described below necessarily a violation; the list does not include all limitations and defenses. The purpose is to direct attention to the types of conduct that could violate the EP. In any event, nothing in this document is intended to modify the actual language and requirements of the EP.

Document Locations:

• Enforcement Protocol