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  • Board 6) informational reports
    • 6a) Regulatory report
    • 6b) Operations report
    • 6c) Financial report
    • 6d) Status of state and federal legislative matters
    • 6e) Market performance report
    • 6f) Business practice manuals change management report
    • 6g) Market Surveillance Committee update
    • 6h) Department of market monitoring update
    • 6i) Compliance committee update
    • 6j) Market initiatives release plan